Accounting Broker-Dealer Finance Department
$100,000–$150,000 year
On-site · New York City, New York, United States
Job Summary
Accounting Professional with Finance experience in a temp-to-perm Self-Clearing Broker-Dealer. Responsibilities include daily/weekly 15c3-3 Reserve computations, 15c3-1 Net Capital projections, custody of customer assets, creating management reports to monitor capital and liquidity, reviewing and filing monthly FOCUS, daily bank reconciliations, and collaborating with the executive team. Ideal candidate has Broker-Dealer Self-Clearing experience and an active Series 27, with substantial experience in 15c3-1 Net Capital computations and 15c3-3 custody of customer assets; opportunity for permanent role and potential advancement toward FINOP or Controller within ~12 months.
Required Qualifications
- Active Series 27 (huge plus)
- Broker-Dealer Self-Clearing experience
- Significant experience in calculating 15c3-1 Net Capital computations
- Significant experience in 15c3-3 Custody of customer assets
- Hands on Focus Reporting experience
- Ability to multi-task and meet Financial Reporting Deadlines
- Strong Problem-Solving Skills
- Exceptional Leadership Qualities
- Exceptional Communication Skills
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