1940 Act, Assistant General Counsel
HybridMalvern, Pennsylvania, United States
Job Summary
Advise senior stakeholders on the Investment Company Act of 1940 and related rules impacting registered funds, business activities, and product development. Draft and negotiate legal documents including registration statements, shareholder notifications, regulatory filings, and advisory agreements. Ensure business activities, policies, and transactions comply with all relevant laws and regulations. Monitor legislative and regulatory developments to assess impacts and implement necessary updates. Represent Vanguard's interests with third parties, including government agencies such as the SEC. Direct and manage outside counsel on complex fund-related matters. Mentor junior attorneys and legal staff while contributing to a collaborative team environment. Participate in special projects and perform other duties as assigned.
Required Qualifications
- Minimum ten years related legal work experience with a focus on the Investment Company Act of 1940
- Law degree (JD) required
- admission to practice in relevant jurisdiction
- Investment Company Act of 1940 expertise required
- Strong working knowledge of SEC regulations, fund governance, disclosure obligations, and investment adviser compliance
- Excellent drafting, negotiation, and analytical skills
- Strong communicator and strategic thinker with the ability to influence at senior levels
- Must be able to lift 50 lbs
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